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Compliance InsightsExpert Guidance: Navigating LegalRegulatory Changes

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Central Bank of Ireland Clarifies ESG Fund Naming Guidelines

In September 2024, the Central Bank of Ireland issued guidelines for Unified Collective Investment Schemes UCITS and Alternative Investment Funds Fs, following new European Securities and Markets Authority ESMA directives on environmental, social, and governance terminology usage in fund names. These regulations will take effect starting November 21, 2024, for newly launched funds and May 21, 2025, for existing ones.

Patricia Nitschke Takes the Helm at Zeidler Group

We are thrilled to announce that Patricia Nitschke has been promoted to Head of Regulatory Services Division within our organization. Her expertise will further strengthen our team's capabilities in providing regulatory compliance solutions.

Enhanced MMR Tool Features from Zeidler Group

Our Marketing Material Review Tool MMR-Tool now includes EU gold-plating requirements and multilingual capabilities for seamless compliance across major jurisdictions, offering an efficient solution for investment fund managers to streamline their compliance processes.

Norway Implements Cross-Border Distribution Framework

As of October 1, 2024, Norway has integrated the European Union's Cross-Border Distribution Framework CBDF, introducing comprehensive changes in marketing and distribution rules for UCITS and Alternative Investment Funds. This move aligns Norwegian regulations with EU standards to ensure investor protection.

ONE Group Solutions Partners with Zeidler Group

We welcome ONE group solutions as a new client, leveraging our state-of-the-art Large Language Model LLM-based Marketing Material Review Tool to improve the review of investment fund marketing documentation efficiently and accurately.

SEC Fines Highlight Compliance Importance for Investment Managers

A recent $1.2 million penalty imposed on an industry giant underscores the crucial need for compliance with marketing rules among investment managers, followed by a discussion on common mistakes and how our MMR tool can assist in averting costly penalties and reputational damage.

Investors Welcome Delay to FCA's Sustnable Fund Label Rules

In response to feedback from stakeholders, the Financial Conduct Authority FCA has exted the deadline for compliance with its new sustnability-related naming and marketing regulations until April 2, 2025.

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Central Bank of Ireland ESG Guidelines Update Patricia Nitschke Leadership in Compliance Solutions Zeidlers Enhanced MMR Tool Features Norway Implements EU Cross Border Distribution Framework ONE Group Partners with Zeidler for Compliance Tools SEC Fine Highlights Investment Manager Compliance Importance